A. S. Pratt & Sons
A. S. Pratt & Sons
Sheshunoff.net
Audio Conference Series:
Multi-State Audits: How to Prepare, Respond, and Know Your Federal Regulations Too!

Order Online:

CD only: $299.00 Order Now!
Date: Thursday, March 27, 2008
Time*: 1:00 PM – 2:30 PM ET
Featured Speaker: Annemaria D. Allen
Duration: 90 Minutes
Location: Your office or conference room
Prerequisites: None
*Time reflects Daylight Saving Time
If your area does NOT observe Daylight Saving Time, the time will be one hour earlier.

Internal audits for the lending industry have been identified as a key for heading off trouble before it happens. Mortgage lending audits are especially important now with the mortgage industry in turmoil. You can be confident that the regulators will be closely scrutinizing your mortgage lending area to be sure that your policies, procedures and disclosures address risk management issues.

Join our interactive audio conferences as expert speaker goes over state and federal audit and disclosure requirements and what you need to know to make sure that your institution is in compliance and conducting regulator management oversight to head off trouble before it begins.

Discussion Topics Include:

  • State Regulatory Overview
  • State audits past
  • State audits present
  • Why are there changes?
  • Sate Commonalities for Examinations
  • State and Federal Disclosures
  • How to Prepare in Advance for Your Audits
  • Loan Level File Reviews
  • Internal Processes
  • Lobby Poster Requirements
  • Advertising
  • Your State Licenses Are Part of Your Exam
  • Withdrawn and Denied Files
  • How to Respond to Your Audits
  • And Much More!
  • Plus, 30-minutes after the audio conference will be set aside for an interactive question and answer session. Listen in, and get the chance to ask your specific questions!

    Registration Includes:

    About Our Speaker

    Annemaria D. Allen

    Annemaria D. Allen has an extensive background in the mortgage lending industry. Mrs. Allen served for several years as the compliance manager for a top high loan to value investor/originator. Mrs. Allen is currently the president of The Compliance Group, Inc. a consulting firm out of San Diego California specializing in Multi-State Compliance, Quality Assurance and Federal regulations. In addition, Mrs. Allen has moved over Multi-State Licensing from The Compliance Group, Inc. and has formed a new company called The Mortgage Licensing Group, Inc. where she is currently the Executive Vice President. Mrs. Allen’s past experiences includes working for several multi-billion dollar mortgage lending companies, Wall Street investment firms and national banks in leading rolls such as equity research in the top 15 stocks in the United States, appraising, underwriting, processing and funding.

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